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Equities Commissions
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Quarterly trading activity and asset levels of clients are reviewed on a monthly basis upon which specific pricing will goes into effect.
Clients must re-qualify on a monthly basis for the pricing to stay in effect.

Rates

A trade is defined as a commissionable filled equity order. Trades that are consolidated will count as one trade.

Pricing only applies to trades placed through the online investing platform and the automated telephone service.

Information

A minimum commission applies per transaction.

For Active Traders (Daily turnover equals or exceeds $25,000):

Commission: $10 per transaction ($20 Roundtrip) + $0.02/share.

For Regular Traders (Daily turnover below $25,000):

Commission: $20 per transaction ($40 Roundtrip) + $0.02/share.



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